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Special Review and Approval Procedure for Drug Registration of the State Food and Drug Administration

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Special Review and Approval Procedure for Drug Registration of the State Food and Drug Administration

Commissioner of SFDA


Special Review and Approval Procedure for Drug Registration of the State Food and Drug Administration



(SFDA Decree No. 21)

The Special Review and Approval Procedure for Drug Registration of the State Food and Drug Administration, adopted at the executive meeting of the State Food and Drug Administration (SFDA) on November 18, 2005, is hereby promulgated and shall go into effect as of the date of promulgation.


Shao Mingli
Commissioner of SFDA
November 18, 2005





Special Review and Approval Procedure for Drug Registration of the State Food and
Drug Administration


Chapter 1 General Provisions

Article 1 This Procedure is formulated for the purpose of effective prevention, timely control and elimination of the hazards of public health emergencies to ensure the health and safety of the public in accordance with the Drug Administration Law of the People’s Republic of China, Law of the People’s Republic of China on the Prevention and Treatment of Infectious Diseases, Regulations for Implementation of the Drug Administration Law of the People’s Republic of China, Regulations on Preparedness for and Response to Emergent Public Health Hazards, and other relevant laws and regulations.

Article 2 The special review and approval procedure for drug registration refers to the procedure and requirements of the State Food and Drug Administration to carry out special review and approval of drugs for handling public heath emergencies under the principle of unified leadership, early involvement, expeditiousness and efficiency, and scientific review and approval, in an effort to approve drugs for the prevention and treatment of public health emergencies as soon as possible under the threat or after the occurrence of public heath emergencies.

Article 3 The State Food and Drug Administration may, according to law, decide to follow the Procedure to conduct special review and approval of drugs for public health emergencies in any of the following circumstances:
(1) Where the President of the People’s Republic of China declares a state of emergency or the State Council decides that certain areas within a province, autonomous region or municipality directly under the Central Government are in a state of emergency;
(2) Where the contingency program for public health emergencies is initiated according to law;
(3) Where the drug reserve department or the health administrative department of the State Council proposes a special review and approval for drugs having existing national drug standard;
(4) Other circumstances applicable to special review and approval.

Article 4 The State Food and Drug Administration is responsible for the review and approval of clinical trials, production and importation of drugs for the prevention and treatment of public health emergencies.

The (food and) drug regulatory department of a province, autonomous region, or municipality directly under the Central Government shall, upon entrustment of the State Food and Drug Administration, be responsible for on-site inspection and sampling of the pilot products of the drugs for the prevention and treatment of public health emergencies.


Chapter 2 Application Acceptance and On-site Inspection

Article 5 Where the special review and approval procedure for drug registration is initiated, the State Food and Drug Administration is responsible for the acceptance of registration applications for drugs for public health emergencies.

Where a drug or a preventive biological product for public health emergencies has not been marketed in China, the applicant shall, before submission of the registration application, provide the State Food and Drug Administration with relevant research and development information.

Article 6 The applicant shall submit a registration application with relevant technical dossier to the State Food and Drug Administration according to the relevant provisions and requirements on administration of drug registration.

The registration application for drug for public health emergencies may be submitted in electronic form.

Article 7 Before submitting an application for registration, the applicant may provide a feasibility assessment application with general information and relevant explanations. The State Food and Drug Administration shall only comment on the scientific rationality and feasibility of the drug project, and respond within 24 hours.

The response to a feasibility assessment application shall be neither deemed as the review and approval opinion nor legally binding on the review and approval result of a registration application.

Article 8 The State Food and Drug Administration shall organize an expert group to evaluate and review the registration application for drug for the prevention and treatment of public health emergencies, make a decision within 24 hours on whether or not to accept the application, and notify the applicant.

Article 9 Where a registration application is accepted, the State Food and Drug Administration shall organize technical review of submitted dossier within 24 hours and at the same time notify the (food and) drug regulatory department of the province, autonomous region or municipality directly under the Central Government where the applicant is located to conduct an on-site inspection on drug research and development conditions, and organize sampling and testing of pilot products.

The (food and) drug regulatory department of the province, autonomous region, or municipality directly under the Central Government shall, within five days, submit the on-site inspection result and relevant opinion to the State Food and Drug Administration.

Article 10 The (food and) drug regulatory department of the province, autonomous region, or municipality directly under the Central Government shall organize staff from the departments of drug registration, drug safety and inspection, etc. to participate in the on-site inspection.

The National Institute for the Control of Pharmaceutical and Biological Products shall be notified to send staff to participate in the on-site inspection and sampling of preventive biological products.

Article 11 For drugs that have existing national standards for the prevention and treatment of public health emergencies, the State Food and Drug Administration may directly review and approve the drug in accordance with the relevant provisions in Chapter 6 of the Procedure when it deems there is no need for a clinical trial in accordance with law.

Article 12 With respect to the registration application for a specific vaccine, where only the original virus strain used in the manufacturing is changed while the manufacturing processes or quality specifications are maintained, the State Food and Drug Administration shall make a decision on whether or not to grant the approval within three days after verifying the changed strain used in the manufacturing.


Chapter 3 Testing for Registration

Article 13 After receiving the samples taken by the (food and) drug regulatory department of a province, autonomous region, or municipality directly under the Central Government, the drug testing institution shall immediately organize verification of specifications and laboratory testing on the samples.

The drug testing institution shall complete the testing within the time frame for the drug being applied.

Article 14 For a drug applied first time for marketing, the State Food and Drug Administration may, when necessary, make early involvement by appointing the National Institute for the Control of Pharmaceutical and Biological Products to communicate with the applicant prior to testing for registration so as to timely resolve technical problems which may arise in the process of quality specifications verification and laboratory testing.

With respect to preventive biological products used to prevent and control the epidemic of serious infectious diseases, the State Food and Drug Administration may, depending on the situation, allow the testing for registration and the manufacturer’s self-testing to be performed in parallel.

Article 15 After completion of the specifications verification and laboratory testing on a drug, the drug testing institution shall, within two days, issue its verification opinion and submit it along with the drug test report to the State Food and Drug Administration.


Chapter 4 Technical Review

Article 16 The State Food and Drug Administration shall, within 15 days after acceptance of the registration application for drug for the prevention and treatment in public health emergencies, complete the first round of technical review.

Article 17 Where the State Food and Drug Administration considers that additional data are needed, it shall immediately inform the applicant of the content and timeline.

Where the applicant submits the supplementary data within the specified timeline, the State Food and Drug Administration shall complete the technical review within three days, or, depending on the situations, organize another review meeting within five days, and then complete the review report within two days.


Chapter 5 Clinical Trial

Article 18 Where the technical review is completed, the State Food and Drug Administration shall, within three days, complete the administrative examination, make a decision and inform the applicant.

Where the State Food and Drug Administration decides to approve a clinical trial, it shall issue a Drug Clinical Trial Approval. Where it decides not to approve, it shall issue a Disapproval Notice with reasons.

Article 19 Where an applicant obtains a clinical trial approval, it shall conduct the trial strictly following the relevant requirements in the approval document, and comply with the Good Clinical Practice.

Article 20 Drug clinical trials shall be conducted in institutions legally certified for drug clinical trials. If a clinical trial has to be conducted by an institution not yet certified, a special approval by the State Food and Drug Administration should be obtained.

The application for a clinical trial conducted by an institution not yet certified for drug clinical trials may be submitted along with the application for drug registration.

Article 21 The investigator responsible for a drug clinical trial shall, in accordance with the relevant provisions, timely report adverse events occurred in the process of the clinical trial to the State Food and Drug Administration. If no adverse event occurs, the investigator shall collect relevant information and report to the State Food and Drug Administration monthly.

Article 22 The State Food and Drug Administration shall, in accordance with law, supervise and inspect the clinical trials of drugs for public health emergencies.


Chapter 6 Review, Approval and Monitoring of Drug Production

Article 23 The applicant shall, after completion of the drug clinical trials, submit the relevant data to the State Food and Drug Administration in accordance with the Provisions for Drug Registration.

Article 24 The State Food and Drug Administration shall, within 24 hours after receiving data submitted by the applicant, organize technical review, and at the same time notify the (food and) drug regulatory department of the province, autonomous region, or municipality directly under the Central Government where the applicant is located to conduct the on-site inspection on the drug manufacturing conditions, and organize the sampling and testing of pilot products.

The (food and) drug regulatory department of the province, autonomous region, or municipality directly under the Central Government shall, within five days, submit the result and opinion of the on-site inspection to the State Food and Drug Administration.

Article 25 Any newly-established drug manufacturer or manufacturer with newly-built manufacturing workshops or newly-added dosage forms for production may apply to the State Food and Drug Administration for a certificate of the Good Manufacturing Practice along with the application for drug registration. The State Food and Drug Administration shall, when conducting the drug registration review, immediately carry out an inspection on the Good Manufacturing Practice certification.

Article 26 The drug testing institution shall, after receiving the samples of three batches taken by the (food and) drug regulatory department of the province, autonomous region, or municipality directly under the Central Government, immediately arrange the testing.

Upon completion of testing, the drug testing institution shall, within two days, complete the test report and submit it to the State Food and Drug Administration.

Article 27 The State Food and Drug Administration shall carry out technical review in accordance with Chapter 4 of the Procedure, and shall, within three days after the completion of the technical review, complete the administrative examination, make a decision and inform the applicant.
Where the State Food and Drug Administration decides to approve the drug, it shall issue the Letter of Approval for Drug Registration, and may grant an approval number for the drug at the same time if the applicant has appropriate manufacturing conditions; if it decides to disapprove the manufacturing, it shall issue a Disapproval Notice with reasons.

Article 28 Where a drug manufacturer or distributor, or a medical and health institution finds any new or serious adverse drug reaction or cluster adverse reaction relating to a specially approved drug for public health emergencies, it shall immediately report the case to the local (food and) drug regulatory department of the province, autonomous region, or municipality directly under the Central Government, the health administrative department at the provincial level and the professional institution for adverse drug reactions monitoring.

The professional institution for adverse drug reactions monitoring shall regard drugs specially approved for public health emergencies as critically monitored products, analyze the collected case reports in accordance with the relevant provisions and timely report to the (food and) drug regulatory department of the province, autonomous region, or municipality directly under the Central Government and the State Food and Drug Administration.

The State Food and Drug Administration shall reinforce the reevaluation of approved drugs for public health emergencies after they are marketed.


Chapter 7 Supplementary Provisions

Article 29 The measures for special review and approval of the medical devices for public health emergencies shall be separately formulated by the State Food and Drug Administration with reference to the relevant provisions of the Procedure.

Article 30 The Procedure shall go into effect as of the date of promulgation.





关于推进京杭运河船型标准化示范工程工作的通知

交通部


交通部文件

交水发[2006]61号



关于推进京杭运河船型标准化示范工程工作的通知


山东、江苏、浙江、河南、安徽省交通厅,上海市港口管理局,中国船级社:
  京杭运河船型标准化示范工程自2004年1月1日实施以来,按照《京杭运河船型标准化示范工程行动方案》(以下简称《行动方案》)的部署,在五省一市(山东、江苏、浙江、河南、安徽、上海)交通主管部门的共同努力下,工程总体进展顺利,已取得阶段性成果。目前,全线禁航水泥质船的目标已基本实现;挂桨机船拆解改造任务已完成过半,部分航道已成功禁航挂桨机船,实现了阶段性目标;标准船型的推广工作也已起步;实施示范工程的综合效果已经显现。为更好地推进示范工程的开展,确保实现《行动方案》提出的2010年基本实现京杭运河船型标准化目标,经研究,现就推进示范工程有关工作通知如下:
  一、继续做好挂桨机船的拆解改造工作,确保2007年全线禁航挂桨机船目标的顺利平稳实现
  挂桨机船拆解改造工作是示范工程的重点和难点,五省一市交通主管部门克服种种困难,开展了扎实有效的工作,取得了较大进展,但各地工作进度不平衡,个别省份进展缓慢。为确保2007年1月1日示范工程实施范围内全线禁航挂桨机船目标的顺利实现,五省一市特别是目前拆解改造进度较慢的省份,要加强组织领导,加大工作力度,积极推进挂桨机船拆解改造工作。
  挂桨机船拆解改造工作与船民切身利益息息相关。在前一阶段工作中,各地都采取了大量方便船民的服务措施,得到了船民的好评。今后,有关各级交通主管部门要进一步增强服务意识,确保有关政府补贴资金足额、及时、准确地发放到船民手中。
  二、对前一阶段实施示范工程取得的效果进行综合评估
  示范工程实施两年多来取得了较大的进展,通航秩序得到了较大的改观,事故率明显下降,航道、船闸的通过效率大幅度提高,船舶的运营效率也得到了较大的改善。同时,随着大量的挂桨机船退出市场,原来存在的挂桨机船噪音、空气、水污染也得到了很大程度的改善。为全面总结实施示范工程两年多来所取得的各项经济效益和社会效益,便于下一阶段工作的开展和为全国其他区域实施船型标准化工程提供决策参考,请示范工程实施航道范围内的山东、江苏、浙江、上海等省市交通主管部门就此进行专题研究和全面的定量、定性分析,于2006年6月底前形成书面阶段总结报告报部。
  五省一市交通主管部门还要加大对示范工程已取得成果的宣传力度,动员广大船民更加主动地投入到示范工程的行动中来,积极争取社会各界对示范工程的继续支持。
  三、开展对示范工程推进工作先进单位和个人的表彰工作
  实施示范工程两年多来所取得的成果离不开五省一市交通主管部门(特别是基层管理部门)的辛勤努力和创造性工作。我部将对在推进工作中成绩突出的先进单位和先进个人给予表彰,请五省一市交通主管部门在2006年3月底前将有关表彰人选的建议以书面形式报部(有关各省的表彰名额分配及推荐表见附件)。
  四、对纳入拆解改造范围内的挂桨机船统计信息进行修正
  示范工程正式实施前,我部曾要求各省市对纳入拆解改造范围内的挂桨机船进行了登记造册,这对摸清情况,规范政府补贴资金的发放起到了极大的作用。但由于时间紧迫等客观原因,目前,各省市均反映对该统计信息应根据实际情况进行修正。
  为更好地推进示范工程,确保符合政府补贴政策的船民的利益不受损失,本着实事求是的原则,部同意五省一市交通主管部门对该统计信息进行修正。对符合交通部、财政部《京杭运河船型标准化示范工程挂桨机船拆解改造政府补贴资金管理办法》(交水发[2003]552号)规定,而未纳入原统计信息的挂桨机船,允许补充纳入,对实施中发现因各种原因已自然淘汰的原在统计范围内的挂桨机船,允许予以剔除,不再记入各省市的考核目标。请五省一市交通主管部门于2006年6月30日前,将调整后的数据信息报我部认可。有关新纳入及剔除的挂桨机船应明确具体的数量、吨位及船名。
  五、采取各项措施加快标准船型的推广
  (一)五省一市交通主管部门及有关船舶检验机构要严格遵守有关规定,严禁异地检验发证。对不符合规范要求的低质量船不得发证。对于符合我部《京杭运河运输船舶标准船型主尺度系列》及各省市确定的标准船型强制性指标的新建船舶应在适航证书上注明为京杭运河标准船型。航运管理机构为新建船舶办理船舶营运手续时应核对适航证书的记载,未标注京杭运河标准船型的,应在船舶营运证中明确该船经营范围不包括京杭运河船型标准化示范工程区域。
  (二)有关五省一市交通主管部门应按照《关于调整京杭运河船型标准化示范工程标准船型有关政策并公布京杭运河运输船舶标准船型主尺度系列的公告》(交通部公告2005年第7号)的要求,尽快建立推广标准船型的“三级网络体系”,确定各省市的标准船型强制性指标,并组织有关单位研究开发推荐性的标准船型图纸供船东选用。我部将对有关标准船型研发工作继续给予支持。在相关推荐性标准船型图纸尚未开发完毕前,各省市可选取符合主尺度系列要求的现有优秀船型的图纸作为过渡性图纸使用。有关图纸应直接下发相关船舶建造厂,有关交通主管部门和船舶检验机构要积极做好该推荐性图纸的宣传工作,并为船厂及船东取得图纸提供便利。有关标准船型强制性指标的制定及推荐性图纸的下发工作应在2006年6月底前完成,请五省一市交通主管部门于2006年7月15日前将完成情况形成书面材料报部。
  (三)研究统一规费征收的计量标准
  目前各地较为普遍存在的“大船小证”、超载运输等现象,不仅严重危及航行安全,造成规费流失,而且导致“标准船”与“非标准船”的不公平竞争。相关管理部门征收规费的计量标准不统一,是导致“大船小证”、超载运输的制度性原因之一。因此,为加快标准船型的推广,有必要采取措施,规范管理,统一航道养护费、过闸费、水路运输管理费等交通规费征收的计量标准。
  请五省一市交通主管部门开展统一规费征收计量标准的研究和前期准备工作。条件成熟时,将现按照船舶载重吨计收的相关规费统一调整为按船舶总吨收取。
  (四)建立标准船型比例考核指标,确保2010年航行于京杭运河航道的标准船型船舶达到80%以上,基本实现京杭运河船型标准化目标的实现。
  请五省一市交通主管部门于2006年6月30日前,按照《京杭运河运输船舶标准船型主尺度系列》的要求,对现有的船舶进行核对,确定符合该主尺度系列要求的现有船舶的比例,并将有关结果报部。
  各省市要按照2010年标准船型比例目标,建立标准船型比例考核指标,逐年提高标准船型的比例。
  (五)请中国船级社对京杭运河船舶建造规范及《主尺度系列》进行跟踪研究。
  附件:1.京杭运河船型标准化示范工程推进工作先进单位及先进个人推荐名额分配表
2.京杭运河船型标准化示范工程推进工作先进单位推荐表
3.京杭运河船型标准化示范工程推进工作先进个人推荐表

中华人民共和国交通部(章)
二○○六年二月十七日


大连市住房公积金管理若干规定

辽宁省大连市人大常委会


大连市住房公积金管理若干规定
(2008年7月25日大连市第十四届人民代表大会常务委员会第四次会议通过,2008年9月25日辽宁省第十一届人民代表大会常务委员会第四次会议批准)


  第一条 为了加强住房公积金管理,维护住房公积金所有者的合法权益,提高城镇居民居住水平,根据国务院《住房公积金管理条例》,结合本市实际情况,制定本规定。
  第二条 本规定适用于大连市行政区域内住房公积金的缴存、提取、使用、管理和监督。
  第三条 大连市住房公积金管理委员会(以下简称公积金管委会)负责全市住房公积金管理的决策工作。
  大连市住房公积金管理中心(以下简称公积金管理中心)负责全市住房公积金的管理运作。
  市人民政府有关部门按照各自职责,协同做好住房公积金管理工作。
  第四条 大连市住房公积金由本行政区域内的国家机关、国有企业、城镇集体企业、外商投资企业、城镇私营企业及其他城镇企业、事业单位、民办非企业单位、社会团体(以下统称单位)及其在职职工依法缴存。
  第五条 新设立或者录用新职工的单位,应当自设立或者与职工签订劳动合同之日起三十日内依法办理住房公积金缴存登记和账户设立手续。
  对不依法办理住房公积金缴存登记、不为本单位职工办理住房公积金账户设立手续的,可以由公积金管理中心直接办理缴存登记或者账户设立手续。
  单位的名称、地址和职工情况发生变化的,应当自发生变化之日起三十日内到公积金管理中心办理变更登记。
  第六条 缴存住房公积金的月工资基数、缴存比例,按照《住房公积金管理条例》和国务院有关部门的规定执行,依法应当纳税的,按照国家有关规定纳税。
  单位应当按年度将缴存住房公积金的月工资基数报住房公积金管理中心核定。
  第七条 按照本市最低工资标准领取工资的职工,职工本人可以免予缴存住房公积金,其所在单位应当以当地最低工资标准为月工资基数,按照规定的比例为职工缴存住房公积金。
  第八条 单位因严重亏损或者处于停产、半停产状态等原因,缴存住房公积金确有困难,需要降低缴存比例或者缓缴的,应当经职工代表大会或者工会讨论通过;未建立职工代表大会或者工会组织的,经全体职工三分之二以上同意,并经住房公积金管理中心审核,报住房公积金管理委员会批准。
  降低缴存比例或者缓缴的期限为一年;超过一年仍需降低缴存比例或者缓缴的,应当在期满三十日前按照前款规定报请审核、批准。
  第九条 职工与原单位终止劳动关系后即被新单位录用的,原单位应当自劳动关系终止之日起三十日内,将职工住房公积金账户转移到新单位;尚未被新单位录用的,原单位应当自劳动关系终止之日起三十日内,将职工住房公积金账户转入公积金管理中心托管账户封存管理,职工被新单位录用后,新单位应当自录用之日起三十日内,为职工办理住房公积金账户启封、转移等手续。
  第十条 单位未按规定为职工办理住房公积金账户转移、封存、启封等手续的,职工可以凭有效证明材料向公积金管理中心申请督促办理。经督促,单位在三十日内仍不办理的,公积金管理中心可以直接办理。
  第十一条 职工离开本行政区域,用人单位已为职工建立住房公积金账户的,公积金管理中心应当以转账方式将住房公积金转入职工新账户;用人单位尚未为职工建立住房公积金账户的,迁出单位应当到公积金管理中心为职工办理住房公积金托管手续。
  第十二条 单位撤销、解散或者破产的,其欠缴职工的住房公积金视同所欠职工工资予以偿还。
  单位合并、分立、改制的,应当为职工补缴未缴存或者少缴存的住房公积金。无力补缴的,应当在单位办理合并、分立、改制手续前明确缴存责任主体。
  计算单位欠缴住房公积金数额时,其缴存月工资基数按照单位或者职工提供的相关证明材料确定;无法提供证明材料的,可以按照市统计部门公布的上一年度职工月平均工资确定。
  第十三条 职工符合下列情形之一的,可以提取本人住房公积金账户内的部分或全部存储余额:
  (一)购买、建造、翻建、大修自住住房的;
  (二)退休的;
  (三)完全丧失劳动能力,并与单位终止劳动关系的;
  (四)出国或者赴港、澳、台定居的;
  (五)偿还购买自住住房贷款本息的;
  (六)房租超出家庭工资收入的规定比例的;
  (七)与单位终止劳动关系,且户口迁出本市或户口不在本市的;
  (八)享受城市居民最低生活保障待遇的;
  (九)男职工年满55周岁、女职工年满45周岁,连续失业两年以上且家庭生活困难的;
  (十)部分、全部丧失劳动能力或者遇到突发性事件,造成家庭生活严重困难的;
  (十一)本人或者配偶因患有重大疾病造成家庭生活严重困难的;
  (十二)符合公积金管委会规定的其他情形的。
  符合前款第(一)、(五)、(六)项情形之一,提取本人住房公积金账户内的存储余额不能满足使用时,其配偶可以提取自身住房公积金账户内的存储余额;符合前款第(八)、(十)项情形之一的,其配偶可以提取自身住房公积金账户内的存储余额。
  第十四条 职工提取住房公积金账户内存储余额,应当向公积金管理中心提出申请。
  公积金管理中心应当在受理申请之日起三个工作日内作出准予提取或者不准提取的决定,准予提取的,办理提取手续;不准提取的,向申请人说明理由。
  第十五条 职工或者其父母、子女在本市购买、建造、翻建、大修自住住房时,职工可以向公积金管理中心申请住房公积金贷款。
  申请住房公积金贷款,应当同时符合下列条件:
  (一)申请贷款前职工缴存住房公积金达到规定期限;
  (二)自有资金支付房款不低于规定比例;
  (三)具有稳定的收入和贷款偿还能力;
  (四)有公积金管理中心认可的担保;
  (五)无明显不良信用记录;
  (六)法律、法规规定的其他条件。
前款第(一)项中的规定期限、第(二)项中的规定比例,以及住房公积金最高贷款额度、贷款期限,由公积金管理中心拟订,报公积金管委会批准并向社会公布后执行。
  第十六条 职工办理住房公积金贷款,应当持能够证明其符合第十五条第(一)、(二)、(三)、(四)项条件的材料,向公积金管理中心提出申请。
  公积金管理中心应当在受理申请之日起三个工作日内作出准予贷款或者不予贷款的决定,准予贷款的,办理贷款手续;不予贷款的,向申请人说明理由。
  第十七条 公积金管委会在依照国家有关规定拟订住房公积金的缴存比例、确定住房公积金的贷款额度和期限等重大事项前,应当采取座谈会、听证会等形式或者通过媒体广泛听取单位和职工的意见。
  第十八条 公积金管理中心应当建立住房公积金信息化管理运作系统,向职工发放住房公积金的缴存证明,为单位或者职工查询住房公积金账户信息提供便利服务,并对职工的住房公积金账户信息负有保密责任。
  第十九条 公积金管理中心编制的全市住房公积金年度预算、决算,应当经财政部门审核后,提交公积金管委会审议。
  公积金管理中心应当按国家有关规定向市财政部门和公积金管委会报送财务报告,并将年度财务报告向社会公布。
  第二十条 公积金管理中心应当依法接受审计部门和财政部门的监督。
  第二十一条 公积金管理中心应当按照国家有关规定,在中国人民银行指定的商业银行办理住房公积金贷款、结算等金融业务和住房公积金账户的设立、缴存、归还等手续。
  第二十二条 住房公积金增值收益应当严格按照国家有关规定,用于建立住房公积金贷款风险准备金、公积金管理中心的管理费用和建设城市廉租住房的补充资金。
  第二十三条 公积金管理中心有权对单位执行《住房公积金管理条例》和本规定的情况进行检查,查阅与缴存住房公积金有关的用人情况、工资表、财务报表等资料;被检查单位应当如实反映情况,按照要求提供相关资料。
  第二十四条 违反本规定的行为,由公积金管理中心按下列规定处理:
  (一)单位不依法办理住房公积金缴存登记、不为本单位职工办理住房公积金账户设立手续、不依法缴存住房公积金或者少缴住房公积金的,按照《住房公积金管理条例》的规定处理。
  (二)单位不按规定办理名称、地址、职工情况变更登记,以及不按规定为职工办理住房公积金账户转移、封存、启封手续的,责令限期办理;逾期不办理的,处2000元以上5000元以下罚款。
  (三)以欺骗手段提取本人住房公积金账户内存储余额的,责令限期退回所提款项,取消其一年至三年的住房公积金贷款资格。
  (四)以欺骗手段提取他人住房公积金账户内存储余额、获得住房公积金贷款的,责令限期退回所提款项,且五年内不得提取住房公积金账户存储余额和申请住房公积金贷款。
  (五)单位拒绝公积金管理中心检查,不如实反映情况或者不按要求提供有关资料的,责令改正;拒不改正的,予以通报批评。
  第二十五条 公积金管理中心有下列情形之一的,应当由本级人民政府责令其改正;对负有责任的主管人员和其他直接责任人员依法给予行政处分:
  (一)未按照规定设立住房公积金专户的;
  (二)未建立职工住房公积金明细账,或者未发放职工缴存住房公积金有效凭证的;
  (三)委托公积金管委会指定银行以外的机构办理住房公积金金融业务的;
  (四)未按照规定审批提取住房公积金、审核缓缴住房公积金或者变更缴存比例的;
  (五)未按照规定发放住房公积金贷款或者购买国债的;
  (六)违法向他人提供担保、购买企业债券或者委托理财的;
  (七)未按照规定使用住房公积金增值收益的;
  (八)不依法对单位履行义务的情况进行监督检查的;
  (九)拒绝职工、单位查询本人、本单位住房公积金的缴存、提取情况的;
  (十)应当实施行政处罚不处罚,或者违法实施行政处罚的;
  (十一)利用职权牟取部门或者个人利益的。
  第二十六条 挪用住房公积金的,按照国家有关规定追回挪用的住房公积金,没收违法所得;对挪用或者批准挪用住房公积金的负责人和其他责任人员,构成犯罪的,依法追究刑事责任,尚不够刑事处罚的,依法给予降级或者撤职的行政处分。
  第二十七条 违反本规定,或者拒绝、阻碍住房公积金管理中心及其人员依法执行公务,构成违反治安管理行为的,由公安机关依法处理;构成犯罪的,依法追究刑事责任。
  第二十八条 城镇个体工商户、自由职业者缴存、提取和使用住房公积金的办法,参照本规定执行。
  第二十九条 本规定自2009年1月1日起施行